Hagakure: The Book of the Samurai
Yamamoto Tsunetomo
CHAPTER ELEVEN
In the "Notes on Martial Laws" it is written that:
The phrase, "Win first, fight later," can be summed up
in the two words, "Win beforehand." The resourcefulness
of times of peace is the military preparation for
times of war. With five hundred allies one can defeat an
enemy force of ten thousand.
When advancing on the enemy's castle and then pulling
back, do not retreat by the main road, but rather by the
side roads.
One should lay one's dead and wounded allies face
down in the direction of the enemy.
It is a matter of course that a warrior's attitude should
be to be in the vanguard during an attack and in the rear
during a retreat. In approaching for the attack he does not
forget to wait for the right moment. In waiting for the
right moment he never forgets the attack.
A helmet is usually thought to be very heavy, but when
one is attacking a castle or something similar, and arrows,
bullets, large rocks, great pieces of wood and the like are
corning down, it will not seem the least bit so.
Once when Master Yagyu was before the shogun on some
business, a number of bamboo swords fell from the ceiling.
He quickly clasped his hands above his head and was not
struck.
Again, at a certain time when he was summoned, the shogun
was waiting behind cover with a bamboo sword ready to
strike him. Master Yagyu called out in a loud voice, "This is
for your own discipline. Don't look !" As the shogun turned
around, Master Yagyu stepped up and took the sword out of
his hand.
A person who does not want to be struck by the enemy s
arrows will have no divine protection. For a man who does
not wish to be hit by the arrows of a common soldier, but
rather by those of a warrior of fame, there will be the
protection for which he has asked.
Wind-bells are things that are used during campaigns in
order to know the direction of the wind. For night attacks,
fire can be set windward while the attack can be carried out
from the opposite direction. Your allies should be mindful
of this also. One should always hang wind-bells in order to
know the direction of the wind.
Lord Aki declared that he would not have his descendants
learn military tactics. He said, "On the battlefield, once
discretion starts it cannot be stopped. One will not break
through to the enemy with discretion. Indiscretion is most
important when in front of the tiger's den. Therefore, if
one were informed of military tactics, he would have many
doubts, and there will be no end to the matter. My
descendants will not practice military tactics.'
According to Lord Naoshige's words:
There is something to which every young samurai
should pay attention. During times of peace when
listening to stories of battle, one should never say, "In facing
such a situation, what would a person do?" Such words
are out of the question. How will a man who has doubts
even in his own room achieve anything on the battlefield?
There is a saying that goes, "No matter what the
circumstances might be, one should be of the mind to win.
One should be holding the first spear to strike." Even
though you have put your life on the line, there is nothing
to be done when the situation doesn't go as planned.
Takeda Shingen once said, "If there was a man who could
kill Lord Ieyasu, I would give him a handsome reward."
Hearing this, a boy of thirteen entered into the service of
Lord Ieyasu and one night when he saw that Ieyasu had
retired, took a stab at his bedding. Lord Ieyasu was actually
in the next room silently reading a sutra, but he quickly
grabbed the boy.
When the investigation was held, the boy related the facts
honestly, and Lord Ieyasu said, "You seemed to be an
excellent young man, so I employed you on friendly terms.
Now, however, I am even more impressed by you." He then
sent the lad back to Shingen.
One night some samurai from Karatsu gathered together
and were playing go. Master Kitabatake was watching the
game, and when he offered a suggestion, one man attacked
him with a sword. After the people around them had
stopped the man, Master Kitabatake pinched out the light of the
candle and said, "It was nothing more than my own
indiscretion, and I apologize. The sword hit the go case; I was
not the least bit wounded."
Then the candle was relighted, but when the man came to
reconciliate and offer him a sake cup, Kitabatake cut the
man's head off with one blow. Presently he said, "My thigh
having been cut through, it was difficult to offer any
resistance, but by binding my leg with my coat and supporting
myself with the go board, I have done this thing." Having
said this, he expired.
There is nothing so painful as regret. We would all like
to be without it. However, when we are very happy and
become elated, or when we habitually jump into something
thoughtlessly, later we are distraught, and it is for the most
part because we did not think ahead and are now regretful.
Certainly we should try not to become dejected, and when
very happy should calm our minds.
These are teachings of Yamamoto Jin'emon:
Singlemindedness is all-powerful.
Tether even a roasted chicken.
Continue to spur a running horse.
A man who will criticize you openly carries no connivance.
A man exists for a generation, but his name lasts to the end of time.
Money is a thing that will be there when asked for. A good man is not so easily found.
Walk with a real man one hundred yards and he'll tell you at least seven lies.
To ask when you already know is politeness. To ask when you don't know is the rule.
Wrap your intentions in needles of pine.
One should not open his mouth wide or yawn in front of another. Do this behind your fan or sleeve.
A straw hat or helmet should be worn tilled toward the front.
It is a principle of the art of war that one should simply
lay down his life and strike. If one's opponent also does the
same, it is an even match. Defeating one's opponent is then
a matter of faith and destiny.
One should not show his sleeping quarters to other people.
The times of deep sleep and dawning are very important.
One should be mindful of this. This is from a story by
Nagahama lnosuke.
When one departs for the front, he should carry rice in a
bag. His underwear should be made from the skin of a
badger. This way he will not have lice. In a long campaign, lice
are troublesome.
When meeting with the enemy, there is a way to determine
his strength. If he has his head cast down, he will
appear black and is strong. If he is looking upward, he will
appear white and is weak. This is from a story by Natsume
Toneri.
If a warrior is not unattached to life and death, he will
be of no use whatsoever. The saying that "All abilities come
from one mind" sounds as though it has to do with sentient
matters, but it is in fact a matter of being unattached to life
and death. With such non-attachment one can accomplish
any feat. Martial arts and the like are related to this insofar
as they can lead to the Way.
To calm one's mind, one swallows his saliva. This is a
secret matter. When one becomes angry, it is the same.
Putting spittle on one's forehead is also good. In the Yoshida
school of archery, swallowing one's spittle is the secret
principle of the art.
A certain general said, "For soldiers other than officers,
if they would test their armor, they should test only the
front. Furthermore, while ornamentation on armor is
unnecessary, one should be very careful about the appearance
of his helmet. It is something that accompanies his head to
the enemy's camp."
Nakano Jin'emon said, "Learning such things as military
tactics is useless. If one does not strike out by simply closing
his eyes and rushing into the enemy, even if it is only one
step, he will be of no use." This was also the opinion of
Iyanaga Sasuke.
In Natsume Toneri's "Military Stories" it is written:
"Look at the soldiers of recent times ! Even in long battles
there are hardly one or two occasions when blood is washed
with blood. One should not be negligent." Toneri was a
ronin from the Kamigata area.
To have execution grounds in a place where travelers
come and go is useless. The executions in Edo and the
Kamigala area are meant to be an example for the whole country.
But the executions in one province are only for an example
in that province. If crimes are many, it is a province's shame.
How would this look to other provinces?
With the passing of time, the criminal will forget the
reason for his crime ; it is best to execute him on the spot.
Matsudaira Izu no kami said to Master Mizuno Kenmotsu,
"You're such a useful person, it's a shame that you're so
short."
Kenmotsu replied, "That's true. Sometimes things in this
world don't go the way we would like. Now if I were to cut
off your head and attach it to the bottom of my feet, I would
be taller. But that's something that couldn't be done."
A certain person was passing by the town of Yae when
suddenly his stomach began to hurt. He stopped at a house
on a side street and asked to use the toilet. There was only
a young woman there, but she took him to the back and
showed him where it was. Just as he was taking off his hakama
and going into the toilet, the woman's husband came
home and accused them both of adultery. In the end, it
became a public matter.
Lord Naoshige heard the case and said, "Even if this is not
a matter of adultery, it is the same as adultery to take off
one's hakama without hesitation in a place where there is an
unaccompanied woman, and in the woman's case to allow
someone to disrobe while her husband is absent from
home."
It is said that they were both condemned to death for this act.
In assessing the enemy's castle there is a saying that goes,
"Smoke and mist are like looking at a spring mountain.
After the rain is like viewing a clear day." There is
weakness in perfect clarity.
Among the words spoken by great generals, there are
some that were said offhandedly. One should not receive
these words in the same manner, however.
People who have an intelligent appearance will not be
outstanding even if they do something good, and if they do
something normal, people will think them lacking. But if a
person who is thought of as having a gentle disposition does
even a slightly good thing, he will be praised by people.
On the fourteenth day of the seventh month in the third
year of Shotoku, there were some cooks in the midst of
preparations for the Ben Festival in the outer citadel of the
castle. One of them, Hara Jurozaemon, unsheathed his
sword and cut off the head of Sagara Genzaemon. Mawatari
Rokuuemon, Aiura Tarobei, Kola Kinbei and Kakihara
Riemen all ran away in confusion. When Jurozaemon sighted
Kinbei and started chasing him, the latter fled to the foot
soldiers' gathering area. There, the daimyo's palanquin
attendant, Tanaka Takeuemon, stood against Jurozaemon
and took away his still drawn sword. Ishirnaru San'emon
chased Jurozaemon, and when they came to the foot
soldiers' area, assisted Takeuemon.
The punishment was given on the twenty-ninth day of the
eleventh month in the same year. Jurozaemon was bound
with rope and beheaded. Rokuuemon, Tarobei, Kinbei and
Riemon were banished, and San'emon was ordered to retire.
Takeuemon was rewarded with three pieces of silver.
It was later said that Takeuemon had been slow to act,
for he had not bound the man at that time.
Among Takeda Shingen's retainers there were men of
matchless courage, but when Katsuyori was killed in the
fight at Tenmokuzan, they all fled. Tsuchiya Sozo, a warrior
who had been in disfavor for many years, came out alone,
however, and said, "I wonder where all the men are who
spoke so bravely every day? I shall return the master's
favors to me." And he fell alone in battle.
The essentials of speaking are in not speaking at all. If
you think that you can finish something without speaking,
finish it without saying a single word. If there is something
that cannot be accomplished without speaking, one should
speak with few words, in a way that will accord well with
reason.
To open one's mouth indiscriminately brings shame, and
there are many times when people will turn their backs on
such a person.
A devotee of the Nembutsu recites the Buddha's name with
every incoming and outgoing breath in order never to forget
the Buddha. A retainer, too, should be just like this in
thinking of his master. Not to forget one's master is the most
fundamental thing for a retainer.
Men who did well at the time of their death were men of
real bravery. There are many examples of such. But people
who talk in an accomplished fashion every day yet are
agitated at the time of their death can be known not to have true
bravery.
In the secret principles of Yagyu Tajima no kami Munenori
there is the saying, "There are no military tactics for a man
of great strength." As proof of this, there was once a certain
vassal of the shogun who came to Master Yagyu and
asked to become a disciple. Master Yagyu said, "You seem
to be a man who is very accomplished in some school of
martial art. Let us make the master-disciple contract after
I learn the name of the school."
But the man replied, "I have never practiced one of the
martial arts."
Master Yagyu said, "Have you come to make sport of
Tajima no kami ? Is my perception amiss in thinking that you
are a teacher to the shogun?" But the man swore to it and
Master Yagyu then asked, "That being so, do you not have
some deep conviction?"
The man replied, "When I was a child, I once became
suddenly aware that a warrior is a man who does not hold
his life in regret. Since I have held that in my heart for
many years, it has become a deep conviction, and today I
never think about death. Other than that I have no special
conviction."
Master Yagyu was deeply impressed and said, "My
perceptions were not the least bit awry. The deepest principle
of my military tactics is just that one thing. Lip until now ,
among all the many hundreds of disciples I have had, there
is not one who is licensed in this deepest principle. It is not
necessary for you to take up the wooden sword. I will
initiate you right now." And it is said that he promptly banded
him the certified scroll.
This is a story of Muragawa Soden's.
Meditation on inevitable death should be performed daily.
Every day when one's body and mind are at peace, one
should meditate upon being ripped apart by arrows, rifles,
spears and swords, being carried away by surging waves,
being thrown into the midst of a great fire, being struck by
lightning, being shaken to death by a great earthquake,
falling from thousand-foot cliffs, dying of disease or committing
seppuku at the death of one's master. And every day without
fail one should consider himself as dead.
There is a saying of the elders' that goes, "Step from
under the eaves and you're a dead man. Leave the gate and
the enemy is waiting." This is not a matter of being careful.
It is to consider oneself as dead beforehand.
People will become your enemies if you become eminent
too quickly in life, and you will be ineffectual. Rising slowly
in the world, people will be your allies and your happiness
will he assured.
In the long run, whether you are fast or slow, as long as
you have people's understanding there will be no danger. It
is said that fortune that is urged upon you from others is the
most effective.
The warriors of old cultivated mustaches, for as proof that
a man had been slain in battle, his ears and nose would be
cut off and brought to the enemy's camp. So that there
would be no mistake as to whether the person was a man or
a woman, the mustache was also cut off with the nose. At
such a time the head was thrown away if it had no mustache,
for it might be mistaken for that of a woman. Therefore,
growing a mustache was one of the disciplines of a samurai
so that his head would not be thrown away upon his death.
Tsunetomo said, "If one washes his face with water every
morning, if he is slain his complexion will not change."
The word "person of the north" comes from a tradition
of the correct way of upbringing. A couple will put their
pillows in the west, and the man, lying on the south side,
will face the north, while the woman, lying on the north
side, will face the south.
In bringing up a boy, one should first encourage a sense of
valor. From the time he is young the child should liken his
parents to the master, and learn everyday politeness and
etiquette, the serving of other people, the ways of speech,
forbearance and even the correct way of walking down the
street. The elders were taught in the same fashion. When he
does not put effort into things, he should be scolded and
made to go the entire day without eating. This is also one of
the disciplines of a retainer.
As for a girl, it is most important to teach her chastity
from the time she is a child. She should not be in the
comany of a man at a distance of less than six feet, nor should
she meet them eye to eye, nor should she receive things from
them directly from hand to hand. Neither should she go
sight-seeing or take trips to temples. A woman who has been
brought up strictly and has endured suffering at her own
borne will suffer no ennui after she is married.
In dealing with younger children one should use rewards
and punishments. If one is lax in being sure that they do as
they are told, young children will become self-interested
and will later be involved in wrongdoings. It is something
about which one should be very careful.